Our Qualifications

Education:      University of Pennsylvania, B.A. cum laude, 1981

                      Boston University School of Law, J.D., 1984

                      College for Financial Planning, CFP, 1986


Affiliations:      Started in Financial Services Industry, August 1984

                                       Affiliated with Securities America, Inc. and

                                                              Securities America Advisors, Inc. since 2020.


Licenses and Designations:  Investment Advisor Representative.

Registrered Representative, Series 7, Series 63, Series 24 and Series 65.

Insurance Broker for Life, Health and Annuities.

Certified Financial Planner Practitioner.

Admitted Attorney, New York State.

Million Dollar Roundtable, Life Member.


Community Involvement:    Elected Westchester County Legislator, January 1998-2019.

Candidate for New York State Senate, 2006 and 2010.

Involved in many community organizations including American Red Cross, Cornell Cooperative/4H and Somers Lions.



Westchester County, NY resident with wife and two adult children.